Licenses
AML audit from "Prifinance"
Implementation of AML / CTF processes. FinTech Compliance Consultant Services and
Solutions
In accordance with the 2017 Anti-Money Laundering Regulations, financial services companies are required to independently audit their AML controls. In addition, many banks will insist that the companies for which they provide services annually audit their AML control system.
With the introduction of 5MLD, firms must tighten internal controls.
Prifinance offers an independent AML audit, which gives firms the following:
- Evaluation of the effectiveness of the AML system and recommendations for its improvement.
- Demonstrating compliance with regulators, banks or partners.
- An overview of the completeness and competence of current staff and documentation.
The purpose of this check is:
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1
Assessment of the quality of the company's financial crime control system
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Identify gaps and failures where they exists
2 -
3
A recommendation for practical steps to be taken to address these deficiencies.
When conducting an audit, we cover not only the fight against money laundering, but also countering the financing of terrorism and financial sanctions. We focus on all aspects of compliance, including:
- Due Diligence (CDD, KYC, ongoing monitoring).
- Suspicious Activity Report
- PEP (Politically Exposed Person)
- Sanctions Screening
- Enhanced Due Diligence
- Internal control and management
